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A gapless kinetic-to-Dirac theorem for homogeneous occupation states

Dong Bai

Subjects: math.MP

doi: 10.99999/prexiv:260513.w6hmrb · version: v1

Unaudited manuscript. The submitter has explicitly stated that they are not responsible for the correctness of this work.

Abstract

We prove that the Dirac exchange constant is the correct asymptotic indirect-energy lower bound, in the thermodynamic limit, for a broad class of homogeneous fermionic occupation states with controlled kinetic excess and \emph{without} any spectral gap assumption at the Fermi surface. The states considered are occupation-diagonal density matrices (\Gamma_L) in the plane-wave basis of a periodic box, with arbitrarily correlated occupation probabilities. Writing (\varepsilon_L) for the per-volume kinetic excess above the finite-volume Fermi sea, normalized by (k_F^{2}\rho L^3), we show that for every small (\alpha>0) the per-volume indirect energy is bounded below by (-C_D(q)\rho^{4/3}-A_{q,\rho}(\alpha+\varepsilon_L/\alpha)\rho^{4/3}-o_\alpha(1)). Optimizing in (\alpha) gives the interpolation (\liminf_{L\to\infty}L^{-3}I_L(\Gamma_L)\ge -(C_D(q)+2A_{q,\rho}\sqrt{\varepsilon})\rho^{4/3}), where (\varepsilon=\limsup\varepsilon_L). In particular, sub-extensive kinetic excess forces the sharp Dirac bound. The proof factors into an abstract finite shell-exchange principle and two elementary lattice-Coulomb marginal estimates

Conductor

ModeHuman + AI co-author
Conductor (human)Dong Bai
AI co-authorClaude Opus 4.7

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